"Who is the right homeless client?": Values in Algorithmic Homelessness Service Provision and Machine Learning Research

AI Ethics, Fairness & AccountabilityAlgorithmic Fairness & BiasEmpowerment of Marginalized GroupsHomeless Services Organizations

Title of the Paper

“Who is the right homeless client?”: Values in Algorithmic Homelessness Service Provision and Machine Learning Research

Paper Information

  • Subject Area: Research on the application of machine learning algorithms in homelessness services and the associated ethical and social issues.
  • Keywords: Machine Learning (ML) values, homelessness, value collapse, algorithmic ethics, data science, privacy, human-computer interaction, high-risk clients, predictive models, resource allocation.

Research Background and Issues

  • What problems or challenges did the authors identify?

    • Homelessness is a global social issue, and machine learning technologies are increasingly being applied in the field of homelessness services.
    • While the deployment of machine learning algorithms can optimize service efficiency, it also poses risks to the privacy, social impact, and ethical considerations of homeless individuals.
    • Many current studies focus on algorithm performance and novelty, neglecting the potential dehumanization and additional social biases that algorithms may introduce.
  • Why is this issue important?

    • Homeless individuals are a particularly vulnerable and marginalized social group, and algorithmic management of their services requires careful attention to potential risks.
    • Some algorithms used in homelessness services may reinforce existing inequalities and raise privacy and ethical concerns in practice.
  • Research Motivation and Related Work

    • The authors aim to reveal the potential value conflicts and contradictions of machine learning algorithms in homelessness services through a systematic literature review and critical analysis.
    • This study seeks to fill an interdisciplinary research gap at the intersection of computer science, human-computer interaction (HCI), and science and technology studies (STS).

Solutions

  • What methods or solutions did the authors propose?

    • Conducted a critical analysis of 40 research papers that utilize machine learning technologies to address homelessness issues.
    • Demonstrated how traditional definitions of machine learning values (e.g., efficiency, privacy, reproducibility) are redefined in the context of homelessness, highlighting the phenomenon of "value collapse."
    • Proposed a human-centered machine learning design approach to ensure that technological interventions prioritize ethics and human values.
  • What is innovative about this solution?

    • Introduced the concept of "value collapse" to analyze how certain algorithmic values are weakened or distorted in the context of homelessness.
    • Provided an interdisciplinary model that integrates data science, human-computer interaction, and social theory, offering a framework for future research.
    • Critically examined how homeless individuals are simplified or even dehumanized across different levels of machine learning abstraction (e.g., prediction, classification, algorithms).
  • What are the implementation steps? What key technologies were used?

    • Conducted a Systematic Literature Review (SLR) to identify 40 relevant studies.
    • Used Thematic Analysis to classify predefined and emerging value codes, with a particular focus on how human values are overlooked in algorithmic abstraction.
    • Combined case studies to analyze the application of algorithms such as random forests, logistic regression, and neural networks in homelessness-related contexts.

Research Outcomes

  • What specific results were achieved?

    • Identified and highlighted machine learning values such as novelty, performance, and limitations, while noting that key values like efficiency, privacy, and reproducibility were often neglected or misinterpreted.
    • Confirmed that the "algorithmization" of homelessness services often simplifies or overlooks the complexity and humanity of homeless individuals.
    • Found that different algorithms (e.g., logistic regression, neural networks) prioritize performance metrics (e.g., accuracy, AUC), leading to insufficient attention to ethical and social issues.
  • What advantages does it have compared to existing solutions?

    • Provided a comprehensive interdisciplinary perspective that closely integrates traditional machine learning research with social value analysis.
    • Offered deeper insights into the real-world impacts of algorithms on vulnerable populations, beyond mere performance optimization.
  • What were the experimental or evaluation results?

    • The study revealed conflicts between traditional machine learning values like "novelty" and "performance" and ethics-related values such as efficiency, privacy, and reproducibility in the context of homelessness.
    • Through cross-coding, the study demonstrated how specific algorithmic performance (e.g., logistic regression AUC, decision tree depth in random forests) can divert resource allocation away from a more human-centered approach.
  • Limitations and Future Directions

    • The study's analysis focused on literature from the United States and Canada, suggesting the need for expansion to other global regions.
    • Research on specific homeless subgroups (e.g., youth, women, and veterans) remains underexplored.
    • Recommended incorporating value-sensitive design and participatory design methods in algorithm development.
    • The literature sample size was relatively small; future studies could expand the sample and explore additional machine learning values not covered in this research.

Contribution

This paper contributes to uncovering the ethical and social challenges of machine learning in homelessness services and supports the development of human-centered solutions and approaches, setting a paradigm for the integration of data science, HCI, and STS.

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https://hci.top/en/papers/chi/96359/2023

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DOI: https://doi.org/10.1145/3544548.3581010
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Source
CHI
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Year
2023
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4 authors
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Subtopics
AI Ethics, Fairness & Accountability, Algorithmic Fairness & Bias, Empowerment of Marginalized Groups
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Homeless Services Organizations
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