Automate, Assist, Avoid: Caseworkers’ Perspectives on Applying Large Language Model-Based Assistance in Public Sector Decision-Making Processes
Authors
Paper Title
Automate, Assist, Avoid: Caseworkers’ Perspectives on Applying Large Language Model-Based Assistance in Public Sector Decision-Making Processes
Publication Info
- Topic area: Application of Large Language Models (LLMs) in public sector decision-making processes.
- Keywords: Large Language Models, public sector, decision-making, caseworkers, discretion, human-computer interaction, generative AI, qualitative study, Finnish public institution, AI-assisted tools.
Background and Problem
- Problem / challenge: Limited understanding of how LLMs can effectively support complex public sector decision-making tasks, including addressing legal, cultural, and procedural variables.
- Significance: Public sector decision-making involves high-stakes, sensitive citizen cases that require balancing efficiency with fairness and discretion. Misuse or overreliance on AI can lead to harmful outcomes, as seen in past scandals.
- Motivation and related work: Prior research has explored AI in public decision-making but often focuses on automation or predictive analytics, neglecting nuanced, context-dependent tasks. There is a lack of consensus on how AI tools can meaningfully assist caseworkers without undermining their discretion or professionalism.
Solution
- Proposed approach: Investigating caseworkers’ perspectives on integrating LLMs into their decision-making processes through qualitative methods, including interviews and workshops.
- Novelty:
- Conceptualizing decision-making as a multi-step process (case comprehension, information search, discretion use, case solution) rather than a singular task.
- Identifying specific sub-tasks where LLMs could assist, such as translation, information retrieval, and administrative-to-spoken language conversion.
- Highlighting the importance of maintaining human discretion and accountability in decision-making.
- Proposing design pathways for LLM-based tools tailored to public sector needs.
- Procedure and key techniques:
- Conducted 9 interviews (45–90 minutes each) and 2 workshops (3 hours each) with 10 caseworkers from a Finnish public institution.
- Used thematic analysis to identify challenges, perspectives, and potential uses of LLMs in decision-making.
- Iteratively developed findings through participant feedback and qualitative coding.
Results
- Concrete findings:
- Decision-making involves four steps: case comprehension, information search, discretion use, and case solution.
- Caseworkers face challenges such as scattered information, language translation, and adapting administrative guidelines to unique cases.
- LLMs could assist in:
- Translating between languages and administrative/spoken language.
- Retrieving and summarizing relevant, up-to-date guidelines.
- Confirming simple questions or providing prompts for overlooked information.
- Advantage over baselines:
- LLMs offer potential for nuanced assistance in sub-tasks that require linguistic and contextual flexibility, unlike traditional rule-based or machine learning tools.
- Caseworkers emphasized the importance of LLMs supporting, not replacing, their discretion and judgment.
- Experiments / evaluation:
- Data collected from diverse departments (customer service, benefit handling, debt collection).
- Workshops facilitated idea generation and validation of findings.
- Caseworkers’ prior experience with generative AI influenced their perceptions of potential tool uses.
- Limitations and future work:
- Small sample size (10 participants) limits generalizability.
- Study focused on a single Finnish public institution; results may differ in other cultural or organizational contexts.
- Future work should explore cross-institutional comparisons, AI literacy impacts, and ethical considerations in LLM deployment.
Summary
This study explores how LLMs can assist public sector caseworkers in their decision-making processes, emphasizing that decision-making is a multi-step process requiring discretion and contextual understanding. Caseworkers identified potential uses for LLMs in tasks like translation, information retrieval, and administrative-to-spoken language conversion, while stressing the importance of retaining human judgment and accountability. The findings provide actionable insights for designing LLM-based tools that align with the nuanced needs of public sector workflows, paving the way for more effective and ethical AI integration.
Research Questions / Practical Problems
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